Securities and Futures Commission - PDFSEARCH.IO - Document Search Engine

Securities and Futures Commission
Results: 3470

#	Item
11	OMB APPROVAL OMB Number: Estimated average burden hours per response Add to Reading List Source URL: cdn.batstrading.com Language: English - Date: 2016-06-23 16:11:41 Finance Economy Money Stock market Financial markets U.S. Securities and Exchange Commission 73rd United States Congress Securities Exchange Act National Market System Order Futures contract Securities regulation in the United States
12	Highlights RISK AND CONTROL IMPROVEMENTS SEC Approves OCC Capital Plan The U.S. Securities and Exchange Commission (SEC) approved OCC’s capital plan and issued an order discontinuing the automatic stay that r Add to Reading List Source URL: www.theocc.com Language: English - Date: 2016-07-23 12:34:55 Economy Finance Money Options Clearing Corporation Financial markets Futures exchange Bank Option Futures contract Derivative Central Counterparty Clearing
13	OMB APPROVAL OMB Number: Estimated average burden hours per response Add to Reading List Source URL: cdn.batstrading.com Language: English - Date: 2016-05-03 14:51:07 Finance Economy Money Financial markets Order BATS Global Markets Securities Exchange Act Algorithmic trading Futures contract Market liquidity Short U.S. Securities and Exchange Commission
14	OMB APPROVAL OMB Number: Estimated average burden hours per response Add to Reading List Source URL: cdn.batstrading.com Language: English - Date: 2016-04-01 10:30:07 Finance Economy Money Stock market 73rd United States Congress U.S. Securities and Exchange Commission Financial markets Securities Exchange Act Securities regulation in the United States Market maker Futures contract Security
15	OMB APPROVAL OMB Number: Estimated average burden hours per response Add to Reading List Source URL: cdn.batstrading.com Language: English - Date: 2016-08-01 11:36:27 Finance Economy Money Stock market U.S. Securities and Exchange Commission 73rd United States Congress Securities Exchange Act NYSE Arca Futures contract Short Security
16	OMB APPROVAL OMB Number: Estimated average burden hours per response Add to Reading List Source URL: cdn.batstrading.com Language: English - Date: 2016-08-05 15:57:28 Finance Money SEC filings Financial regulation U.S. Securities and Exchange Commission Financial markets 73rd United States Congress Securities Exchange Act Futures contract Securities regulation in the United States Market liquidity Schedule TO
17	OMB APPROVAL OMB Number: Estimated average burden hours per response Add to Reading List Source URL: cdn.batstrading.com Language: English - Date: 2016-05-13 15:33:24 73rd United States Congress U.S. Securities and Exchange Commission Financial regulation Securities Exchange Act Securities regulation in the United States Finance New York Stock Exchange National Market System Futures contract Economy
18	OMB APPROVAL OMB Number: Estimated average burden hours per response Add to Reading List Source URL: cdn.batstrading.com Language: English - Date: 2016-01-25 11:05:12 Stock market Corporate crime U.S. Securities and Exchange Commission Futures contract Securities Exchange Act New York Stock Exchange Securities regulation in the United States Option Security
19	Microsoft WordLFCP_17final).docx Add to Reading List Source URL: www.hkex.com.hk Language: English - Date: 2016-06-17 03:39:00 Hong Kong Exchanges and Clearing Securities and Futures Commission Hong Kong Stock Exchange Listing Rules Corporate governance Growth Enterprise Market Business Policy Regulatory agency
20	OMB APPROVAL OMB Number: Estimated average burden hours per response Add to Reading List Source URL: cdn.batstrading.com Language: English - Date: 2016-05-03 14:52:36 Financial markets Stock market U.S. Securities and Exchange Commission Order Futures contract Algorithmic trading Securities Exchange Act Option

UPDATE